Marlen Lopez
Marlen Lopez is a registered investment advisor at Sanctuary Advisors, LLC, based in McAllen, TX, with 23 years of industry experience. Marlen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,567 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sanctuary Advisors' fees for investment management are calculated as a percentage of the total market value of the assets managed by your investment advisor representative. The maximum fee is 2.75% of your portfolio. Fees are negotiated individually. Clients may participate in a wrap fee program, which includes management, brokerage, custodial fees, and other related costs.
Location
200 South 10th ST., STE 501, McAllen, TX, 78501
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2012Other Business Activities
Marlen manages residential properties and receives rental income, and is involved with Southern Rock Investments, a rental property. He is also a member of Excelsis Holdings LLC, which purchases real estate, and is involved with the PSJA Education Foundation as both Vice President and President, dedicating a few hours per week to the foundation.
Employment History
Current Registrations
Sanctuary Advisors, LLC
Sanctuary Securities, INC.
Sanctuary Securities, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Chase Investment Services CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.