Ernie Galliani is a registered investment advisor at Prp, based in Houston, TX, with 23 years of industry experience. Ernie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 7 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3M+ | 0.80% |
Fees negotiable for accounts over $3,000,000. Fees for qualified plans are reduced by approximately 10% of the above schedule once assets under management cross $1,000,000.
Fee Estimator
Location
10777 Northwest Freeway, Suite 440, Houston, TX, 77092
Get directionsHistory
Regulatory History (1)
Criminal
January 1986Other Business Activities
Ernie works full-time as an account manager and actuary for Nova 401(k) Associates, an actuarial and third-party administrator for qualified plans. This activity is not investment-related.
Employment History
Current Registrations
Prp
Previous Registrations
Prp
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.