MD
MD
Michael Dowling
23 Years of Experience
Mt. Pleasant, PA
Broker
Michael Dowling is a registered investment advisor at Cetera Investment Advisers LLC, based in Mt. Pleasant, PA, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
659 W Main Street, Mt. Pleasant, PA, 15666
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
December 2006 - Present · 19 yrs 5 mos
Cetera Investment Services LLC
December 2006 - Present · 19 yrs 5 mos
Previous Registrations
Cetera Investment Services LLC
February 2007 - January 2014 · 6 yrs 11 mos
Natcity Investments, INC.Broker
July 2003 - November 2006 · 3 yrs 4 mos
Ids Life Insurance CompanyBroker
April 2002 - February 2003 · 10 mos
American Express Financial Advisors INC.Broker
April 2002 - February 2003 · 10 mos
State Registrations5 states
FLMDPASCWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.