NM
NM

Noah Mazur

21 Years of Experience
Eau Claire, WI
BrokerSells Insurance

Noah Mazur is a registered investment advisor at LPL Financial LLC, based in Eau Claire, WI, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

601 South Farwell St Suite A, Eau Claire, WI, 54701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Noah sells fixed annuities and life insurance, dedicating about 10-20% of his time to this activity. He is also president of Vital Surplus and Survival LLC and operates under the DBAs MainStreet Capital Management and Mainstreet Capital Management, INC. for his LPL business, dedicating full-time hours to the latter.

Employment History
Current Registrations
LPL Financial LLC
January 2015 - Present · 11 yrs 6 mos
LPL Financial LLCBroker
October 2014 - Present · 11 yrs 9 mos
Previous Registrations
Mainstreet Capital Management
February 2019 - December 2022 · 3 yrs 10 mos
Sii Investments, INC.Broker
December 2012 - November 2014 · 1 yr 11 mos
PFS Investments INC.Broker
April 2002 - December 2010 · 8 yrs 8 mos
State Registrations17 states
ARAZCOFLGAIDILINKYMDMIMNNYTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.