James Hendricks
James Hendricks is a CFP-designated registered investment advisor at Hendricks Wealth and Estate Management, based in West Dundee, IL, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 852 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee charged for Comprehensive Portfolio Management services.
Fee Estimator
Location
650 Spring Hill Ring Road, Suite #2000, West Dundee, IL, 60118
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James owns J.G. Hendricks Financial Services, LLC, where he works as an investment advisor and trades for 40 hours per week. He also sells fixed insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
Hendricks Wealth and Estate Management
Previous Registrations
Hero Investment Planners LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Eastern Point Advisors INC.
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.