GN
CFP
GN
CFP

George Niziol

23 Years of Experience
Lewisville, TX
Broker

George Niziol is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lewisville, TX, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4400 State Highway 121, Suite 300-314, Lewisville, TX, 75056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

George is a member of George P Niziol, CFP Investment Adviser Representative LLC. He dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
October 2007 - Present · 18 yrs 7 mos
Previous Registrations
Raymond James Financial Services
October 2007 - January 2009 · 1 yr 3 mos
A. G. Edwards & Sons, INC.
June 2002 - October 2007 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
May 2002 - October 2007 · 5 yrs 5 mos
State Registrations8 states
AZCACOFLNMORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.