John Carroll is a registered investment advisor, based in Alexandria, LA, with 23 years of industry experience.
Location
5432 Provine Place, Alexandria, LA, 71303
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John spends nearly full-time with Wellspring Advisor Group and about 10-20% of his time with Independent Financial Partners. He also serves on several boards and committees, including the Louisiana Health Care Quality Forum and various economic development authorities, dedicating minimal time to each.
Employment History
Current Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations6 states
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