Alan Augulis
Alan Augulis is a registered investment advisor at Augulis Financial Firm, L.L.C., based in Warren, NJ, with 21 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 68 clients with $54M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.65% |
The annual fee may be negotiable based upon certain criteria.
Fee Estimator
Location
5 Mountain Boulevard, Suite 11B, Warren, NJ, 07059
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Alan is an insurance agent conducting insurance reviews for legal clients since 1999, dedicating a few hours per week. He also owns a law firm, Augulis Law Firm, since 2000, where he provides legal advice and manages the firm, taking nearly full-time.
Employment History
Current Registrations
Augulis Financial Firm, L.L.C.
Previous Registrations
Questar Asset Management, INC.
Questar Capital CorporationBroker
Augulis Financial Firm, L.L.C.
Ing Financial Partners, INC.Broker
Comprehensive Asset Management and Servicing, INC.Broker
Centaurus Financial, INC.Broker
Questar Capital CorporationBroker
Usallianz Securities, INC.Broker
Ing Financial Partners, INC.Broker
Investment Advisors & Consultants, INC.Broker
Prime Capital Services, INC.Broker
Washington Square Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.