Jill Smith is a registered investment advisor, based in Hoover, AL, with 14 years of industry experience.
Location
2050 Parkway Office Circle, 4th Fl, Hoover, AL, 35244
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jill is an independent consultant for Pure Romance. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLC
October 2017 - Present · 8 yrs 7 mos
Cetera Investment Advisers LLC
October 2017 - Present · 8 yrs 7 mos
Cetera Investment Services LLCBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Investment Advisors
March 2015 - August 2017 · 2 yrs 5 mos
Proequities, INC.Broker
March 2015 - August 2017 · 2 yrs 5 mos
Ameriprise Financial Services, INC.
April 2012 - March 2015 · 2 yrs 11 mos
Ameriprise Financial Services, INC.Broker
November 2011 - March 2015 · 3 yrs 4 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.