Kathy Moritz is a registered investment advisor at Eagle Strategies LLC, based in Vienna, VA, with 24 years of industry experience. Kathy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:
- Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
- ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
- Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
- New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
Location
New York Life Insurance Co, 8075 Leesburg Pike, Suite 400, Vienna, VA, 22182
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2022Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Luke Johnson, ChFCEagle Strategies LLC
- Kathy Ko, ChFCEagle Strategies LLC
- Joseph DonigerEagle Strategies LLC
- Bradley BurtonEagle Strategies LLC
- Frances Arias, ChFCEagle Strategies LLC
- Matthew WorthingtonEagle Strategies LLC