KM
KM
Kathy Moritz is a registered investment advisor at Eagle Strategies LLC, based in Vienna, VA, with 23 years of industry experience. Kathy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2404 advisors
Number of Clients
111,361 clients
Average Client Portfolio
$228K average
Assets Under Management
$25.4B
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
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Location
New York Life Insurance Co, 8075 Leesburg Pike, Suite 400, Vienna, VA, 22182
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2022Settled
Employment History
Current Registrations
Eagle Strategies LLC
March 2016 - Present · 10 yrs 2 mos
Nylife Securities LLCBroker
August 2002 - Present · 23 yrs 9 mos
State Registrations4 states
DCMDVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.