KT
KT

Kenneth Tavernier

23 Years of Experience
San Jose, CA
Broker

Kenneth Tavernier is a registered investment advisor, based in San Jose, CA, with 23 years of industry experience.

Location

1936 Camden Ave, Suite 5A, San Jose, CA, 95124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth operates under the name Tavernier Wealth Management since 2020. He is also the president of the Almaden Valley-Willow Glen Rotary Club, a community service organization, dedicating minimal time to this role.

Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Vanderbilt Advisory Services
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
LPL Financial LLC
November 2020 - August 2022 · 1 yr 9 mos
LPL Financial LLCBroker
November 2020 - August 2022 · 1 yr 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - November 2020 · 12 yrs 10 mos
Wells Fargo Clearing Services, LLC
January 2008 - November 2020 · 12 yrs 10 mos
A. G. Edwards & Sons, INC.
August 2004 - January 2008 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
August 2004 - January 2008 · 3 yrs 5 mos
Edward JonesBroker
May 2002 - August 2004 · 2 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Tavernier - Financial Advisor | TrueAdvisor