BS
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Brien Smith

23 Years of Experience
Dallas, TX
Broker

Brien Smith is a registered investment advisor at Neuberger Berman Bd LLC, based in Dallas, TX, with 23 years of industry experience. Brien operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

325 N. St. Paul Street, Suite 4900, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brien is an advisory board member of Owner Resource Group since 2010, serving on advisory boards for private equity fund investments. He also serves on the Board of Governors and participates in the Finance Committee of Northwood Club, a country club, dedicating minimal time to this role.

Employment History
Current Registrations
Neuberger Berman Bd LLC
May 2009 - Present · 17 yrs
Neuberger Berman Bd LLC
April 2009 - Present · 17 yrs 1 mo
Neuberger Berman Bd LLCBroker
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Lehman Brothers Private Fund Advisers, LP
January 2007 - December 2009 · 2 yrs 11 mos
Lehman Brothers Private Fund Management, LP
November 2003 - December 2009 · 6 yrs 1 mo
Lehman Brothers Private Fund Advisers, LP
November 2003 - December 2006 · 3 yrs 1 mo
Crossroads Investment Company L.P.
July 2002 - June 2007 · 4 yrs 11 mos
Crossroads Investment Advisers, L.P.
July 2002 - October 2003 · 1 yr 3 mos
State Registrations2 states
NYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brien Smith - Financial Advisor | TrueAdvisor