James Armstrong
James Armstrong is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Wake Forest, NC, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Wake Forest, NC
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Regulatory History (1)
Regulatory
December 2018Other Business ActivitiesSells Insurance
James is the owner of an insurance sales business and president of Armstrong Financial Services, Inc., which is used as an accounting entity. He also provides tax preparation services and owns AWM Holdings LLC for rental real estate.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Northstar Wealth Management, LLC
Royal Alliance Associates, INC.
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.