DW
DW
David Williams is a registered investment advisor, based in Columbus, OH, with 23 years of industry experience.
Location
445 Hutchinson Ave #860, Columbus, OH, 43235
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023Settled
Other Business ActivitiesSells Insurance
David is an insurance agent selling life, variable annuities, and disability insurance since 2003. He dedicates minimal time to sales and service for existing clients and prospects.
Employment History
Current Registrations
World Investment Advisors, LLC
July 2024 - Present · 1 yr 10 mos
World Investments, LLCBroker
July 2024 - Present · 1 yr 10 mos
World Investments, LLC
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2022 - June 2024 · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
August 2022 - June 2024 · 1 yr 10 mos
Ameriprise Financial Services, LLC
June 2013 - August 2022 · 9 yrs 2 mos
Ameriprise Financial Services, LLCBroker
June 2013 - August 2022 · 9 yrs 2 mos
Edward Jones
January 2007 - July 2013 · 6 yrs 6 mos
Edward JonesBroker
May 2002 - July 2013 · 11 yrs 2 mos
State Registrations17 states
AKALAZCACODCFLGANCNVNYOHPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.