TrueAdvisor
TrueAdvisor
GS
GS

Gregory Stott

Approach Capital LLC
23 Years of Experience
Gilbert, AZ
View SEC Summary
View SEC Summary

Gregory Stott is a registered investment advisor at Approach Capital LLC, based in Gilbert, AZ, with 23 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 100 clients with $100M in assets under management.

Approach Capital LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
100 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$100.0M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M0.75%
$3M+0.65%

For assets directly invested in private investment funds or held away from Schwab that Approach Capital manages, the firm charges a minimum flat fee of 1.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Gilbert, AZ

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Gregory is a director at Toy Storage LLC, managing operations for outdoor storage facilities, and a member of Magic Closet LLC, involved in concept development for a yard game. He dedicates a few hours per week to each business.

Employment History
Current Registrations
Approach Capital LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Ironwood Investment Counsel, LLC
August 2016 - February 2018 · 1 yr 6 mos
Alpha Fiduciary
February 2011 - July 2016 · 5 yrs 5 mos
Stoker Ostler Member Harris Wealth Advisors
November 2005 - January 2011 · 5 yrs 2 mos
Jpmorgan Fleming Asset Management
May 2004 - January 2005 · 8 mos
Banc One Securities Corporation
May 2002 - February 2004 · 1 yr 9 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Gilbert, AZ →All financial advisors in Arizona →