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Vanessa Wagner
21 Years of Experience
Loveland, CO
Broker
Vanessa Wagner is a registered investment advisor at Cetera Investment Advisers LLC, based in Loveland, CO, with 21 years of industry experience. Vanessa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Loveland, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Advisors LLC
February 2023 - Present · 3 yrs 7 mos
Cetera Financial Specialists LLC
February 2023 - Present · 3 yrs 7 mos
Cetera Wealth Services, LLC
February 2023 - Present · 3 yrs 7 mos
Cetera Investment Services LLC
February 2023 - Present · 3 yrs 7 mos
Cetera Advisors LLCBroker
February 2023 - Present · 3 yrs 7 mos
Cetera Financial Specialists LLCBroker
February 2023 - Present · 3 yrs 7 mos
Cetera Wealth Services, LLCBroker
February 2023 - Present · 3 yrs 7 mos
Cetera Investment Services LLCBroker
February 2023 - Present · 3 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2023 - June 2023 · 4 mos
Transamerica Financial Advisors, INC.
October 2018 - January 2023 · 4 yrs 3 mos
Transamerica Financial Advisors, INCBroker
January 2012 - January 2023 · 11 yrs
World Group Securities, INC.Broker
June 2006 - January 2012 · 5 yrs 7 mos
Ameriprise Financial Services, INC.Broker
April 2005 - March 2006 · 11 mos
Ameriprise Financial Services, INC.
April 2005 - March 2006 · 11 mos
Ids Life Insurance CompanyBroker
April 2005 - March 2006 · 11 mos
American Express Financial Advisors INC.Broker
December 2003 - March 2005 · 1 yr 3 mos
Ids Life Insurance CompanyBroker
December 2003 - March 2005 · 1 yr 3 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.