Chad Pugh is a registered investment advisor, based in Natchitoches, LA, with 24 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold.
Location
315 Royal Street, Natchitoches, LA, 71457
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Regulatory History (2)
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Customer Dispute
November 2009Settled
Employment Separation After Allegations
November 2009Employment History
Current Registrations
Cetera Investment Services LLC
February 2024 - Present · 2 yrs 8 mos
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 8 mos
Cetera Investment Services LLCBroker
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
MML Investors Services, LLC
September 2022 - January 2024 · 1 yr 4 mos
MML Investors Services, LLCBroker
August 2022 - January 2024 · 1 yr 5 mos
Cetera Investment Advisers LLC
January 2014 - August 2022 · 8 yrs 7 mos
Cetera Investment Services LLCBroker
November 2013 - August 2022 · 8 yrs 9 mos
Cetera Investment Services LLC
November 2013 - January 2014 · 2 mos
Hancock Investment Services, INC.
April 2013 - November 2013 · 7 mos
Hancock Investment Services, INC.Broker
October 2012 - November 2013 · 1 yr 1 mo
Fbt Investments, INC.Broker
November 2009 - October 2012 · 2 yrs 11 mos
Capital One Investment Services LLCBroker
May 2008 - November 2009 · 1 yr 6 mos
Capital One Investments, LLCBroker
October 2002 - May 2008 · 5 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
April 2002 - September 2002 · 5 mos
The Lincoln National Life Insurance CompanyBroker
April 2002 - September 2002 · 5 mos
State Registrations4 states
ARLAMSTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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