James Warner is a CFP-designated registered investment advisor, based in Buffalo, NY, with 4 years of industry experience.
Location
50 Fountain Plaza, Suite 750, Buffalo, NY, 14202
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Previous Registrations
Sanderson Wealth Management, LLC
August 2021 - December 2025 · 4 yrs 4 mos
State Registrations2 states
NYTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.