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Christopher Simmons

16 Years of Experience
Wilmington, DE
Broker

Christopher Simmons is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wilmington, DE, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2961 Centerville Rd, Suite 150, Wilmington, DE, 19808

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is associated with Wheeler Financial LLC as a DBA/Support Company Advisor. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2025 - Present · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Vanguard Advisers, INC.
December 2023 - February 2025 · 1 yr 2 mos
Vanguard Marketing CorporationBroker
July 2020 - February 2025 · 4 yrs 7 mos
Vanguard Marketing CorporationBroker
March 2006 - October 2016 · 10 yrs 7 mos
Pruco Securities, LLC.Broker
September 2005 - March 2006 · 6 mos
State Registrations30 states
AZCACOCTDCDEFLGAHIIDINKSKYMAMDMEMIMNMONCNHNJNVNYPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.