CM
CFP
CM
CFP

Cara Miller

23 Years of Experience
Rapid City, SD
7 Disclosures

Cara Miller is a CFP-designated registered investment advisor at Mariner, based in Rapid City, SD, with 23 years of industry experience. Cara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
981 advisors
Number of Clients
55,512 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$125.4B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10M+0.60%

Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1719 West Main street, Suite 204, Rapid City, SD, 57702

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2025
Settled
Customer Dispute
August 2024
Settled
Customer Dispute
May 2024
Settled
Customer Dispute
March 2024
Settled
Customer Dispute
May 2023
Settled
Customer Dispute
July 2022
Settled
Customer Dispute
May 2020
Settled
Employment History
Current Registrations
Mariner
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Mariner Wealth Advisors
September 2020 - October 2020 · 1 mo
Honkamp Krueger Financial Services INC
June 2006 - September 2020 · 14 yrs 3 mos
Proequities, INC.Broker
May 2006 - September 2020 · 14 yrs 4 mos
Financial Network Investment CorporationBroker
September 2004 - May 2006 · 1 yr 8 mos
Edward JonesBroker
July 2002 - September 2004 · 2 yrs 2 mos
State Registrations2 states
COSD
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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