Marc Miller is a registered investment advisor, based in Sarasota, FL, with 23 years of industry experience.
Location
Sarasota, FL
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Regulatory History (4)
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Customer Dispute
November 2018Settled
Financial
October 2017Final
Customer Dispute
October 2008Denied
Customer Dispute
August 2008Denied
Other Business Activities
Marc is an independent contractor and owner of M&M Wealth Advisors, a DBA for a Raymond James advisory practice. This takes about half of Marc's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2024 - Present · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
September 2024 - Present · 1 yr 8 mos
Raymond James Financial Services, INC.
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - September 2024 · 11 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - September 2024 · 11 yrs 7 mos
Morgan Keegan & Company, INC.
November 2008 - February 2013 · 4 yrs 3 mos
Morgan Keegan & Company, INC.Broker
October 2008 - February 2013 · 4 yrs 4 mos
Edward Jones
June 2007 - November 2008 · 1 yr 5 mos
Edward JonesBroker
June 2002 - November 2008 · 6 yrs 5 mos
State Registrations32 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.