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Scott Mercer

23 Years of Experience
Minneapolis, MN
Broker

Scott Mercer is a registered investment advisor at Raymond James & Associates, INC., based in Minneapolis, MN, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

60 S. 6th Street, Suite 3510, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Scott is a director and investment committee chair for the Tozer Foundation, a non-profit organization. He dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2005 - May 2021 · 15 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2005 - May 2021 · 15 yrs 9 mos
Morgan Stanley
November 2004 - September 2005 · 10 mos
Morgan Stanley Dw INC.Broker
June 2002 - September 2005 · 3 yrs 3 mos
State Registrations20 states
AZCACOCTFLHIIALAMNMOMSMTNENJNYORTXUTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.