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Dory Alvarenga

D.A. Davidson & CO.
21 Years of Experience
Sparks, NV
2 DisclosuresBroker
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Dory Alvarenga is a registered investment advisor at D.A. Davidson & CO., based in Sparks, NV, with 21 years of industry experience. Dory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

D.A. Davidson & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

Sparks, NV

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2024
Final
Financial
May 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dory runs an online store through Etsy selling print-on-demand clothing and accessories since March 2023. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
D.A. Davidson & CO.
February 2023 - Present · 3 yrs 3 mos
D.A. Davidson & CO.
December 2019 - Present · 6 yrs 5 mos
D.A. Davidson & CO.Broker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
D.A. Davidson & CO.
December 2019 - February 2023 · 3 yrs 2 mos
Sagepoint Financial, INC.Broker
April 2019 - November 2019 · 7 mos
Sagepoint Financial, INC.
April 2019 - November 2019 · 7 mos
Morgan Stanley
June 2009 - September 2018 · 9 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2018 · 9 yrs 3 mos
Citigroup Global Markets INC.
March 2007 - June 2009 · 2 yrs 3 mos
Citigroup Global Markets INC.Broker
July 2004 - June 2009 · 4 yrs 11 mos
State Registrations2 states
NVTX
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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