David Babb
David Babb is a registered investment advisor at Stone Bridge Asset Management, LLC, based in Chattanooga, TN, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 8 more. Their firm serves 240 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees may be negotiable at the firm's discretion. Third-party model portfolios carry an additional 0.35% annual fee.
Fee Estimator
Location
240 Forest Avenue, Suite 101, Chattanooga, TN, 37405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a partner with Stone Bridge Capital Group, LLC and a 50% owner of B&B Walnut Hill Partnership. He also maintains an insurance license and spends minimal time on insurance-related activities.
Employment History
Current Registrations
Stone Bridge Asset Management, LLC
Previous Registrations
Ashdon Investment Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Suntrust Investment Services, INC.
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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