Stephen Wade
Stephen Wade is a registered investment advisor at LPL Financial LLC, based in Fredericksburg, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Fredericksburg, TX
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2012Employment Separation After Allegations
September 2011Customer Dispute
May 2008Other Business ActivitiesSells Insurance
Stephen operates under the DBA Steve Wade Investment Services and Steve Wade Investment Services, LLC for his LPL business, dedicating about a quarter of his time to it. He also works for Gillespie Farm Mutual Ins. Co., spending about 10-20% of his time there.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.