Steven Carter is a registered investment advisor at Osaic Wealth, INC., based in Overland Park, KS, with 23 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
11101 Switzer Road, Suite 200, Overland Park, KS, 66210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven is involved in several investment-related activities, including owning Five Partners Golf LLC, NetEagle Inc, RMO53, LLC, and YJ2J LLC, as well as serving as Senior VP at OneDigital and treasurer for the Rotary Club of St Johns. He dedicates full-time hours to OneDigital, and minimal time to the other entities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Onedigital
Previous Registrations
Triad Advisors LLCBroker
Ifp Securities, LLCBroker
Independent Financial Partners
LPL Financial LLCBroker
New England Securities Corporation
New England SecuritiesBroker
State Registrations3 states
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