NS
NS

Nathan See

13 Years of Experience
St. Louis, MO
BrokerSells Insurance

Nathan See is a registered investment advisor, based in St. Louis, MO, with 13 years of industry experience.

Location

101 South Hanley Road, Suite 1350, St. Louis, MO, 63105

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Nathan works as a financial analyst for Plaza Advisory Group Inc. and is an advisor with Steward Partners Investment Advisory LLC. He also installs non-variable insurance products for Steward Partners Global Advisory, dedicating minimal time to this activity.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
June 2020 - May 2022 · 1 yr 11 mos
Royal Alliance Associates, INC.
January 2015 - June 2020 · 5 yrs 5 mos
Royal Alliance Associates, INC.Broker
May 2012 - June 2020 · 8 yrs 1 mo
State Registrations23 states
ARAZCACODCFLILKSMDMIMNMONCNJNVORPATNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nathan See - Financial Advisor | TrueAdvisor