RD
RD

Rochelle Dukas

12 Years of Experience
Glenview, IL
Broker

Rochelle Dukas is a registered investment advisor at Morgan Stanley, based in Glenview, IL, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2700 Patriot Boulevard, Suite150, Glenview, IL, 60026

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Rochelle is a sole proprietor/owner of rental property in Winthrop Harbor, Illinois, since 2004. She spends minimal time on administrative tasks related to this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
February 2023 - Present · 3 yrs 3 mos
Morgan StanleyBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Northern Trust Securities, INC.Broker
July 2002 - September 2011 · 9 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Rochelle Dukas - Financial Advisor | TrueAdvisor