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Vince Dimaggio

J.P. Morgan Securities LLC
24 Years of Experience
Carmel, CA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Vince Dimaggio is a registered investment advisor at J.P. Morgan Securities LLC, based in Carmel, CA, with 24 years of industry experience. Vince is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

26378 Carmel Rancho Ln, Carmel, CA, 93923

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2026
Denied
Customer Dispute
July 2024
Denied
Customer Dispute
July 2004
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
May 2012 - October 2012 · 5 mos
Chase Investment Services CORP.Broker
May 2012 - October 2012 · 5 mos
LPL Financial LLC
March 2009 - June 2012 · 3 yrs 3 mos
LPL Financial LLCBroker
March 2009 - June 2012 · 3 yrs 3 mos
Banc of America Investment Services, INC.
November 2007 - March 2009 · 1 yr 4 mos
Banc of America Investment Services, INC.Broker
April 2007 - March 2009 · 1 yr 11 mos
Wm Financial Services, INC.Broker
February 2003 - April 2007 · 4 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
June 2002 - November 2002 · 5 mos
A. G. Edwards & Sons, INC.
May 2002 - November 2002 · 6 mos
State Registrations22 states
AZCACOCTFLIDMDMIMTNCNHNMNVNYOHORPAPRTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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