KL
KL

Kathi Lee

23 Years of Experience
Garden City, NY
Broker

Kathi Lee is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathi works as an on-air personality for Cox Media Group Long Island - WBAB, a radio broadcasting company, dedicating about half of her time to this role.

Employment History
Current Registrations
Morgan Stanley
July 2011 - Present · 15 yrs
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
Morgan Stanley & CO., Incorporated
April 2007 - April 2007 · 0 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - April 2007 · 0 mos
Citigroup Global Markets INC.Broker
October 2002 - April 2007 · 4 yrs 6 mos
State Registrations2 states
NYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kathi Lee - Financial Advisor | TrueAdvisor