RB
RB
Ricky Bain is a registered investment advisor, based in Lees Summit, MO, with 23 years of industry experience.
Location
Lees Summit, MO
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Regulatory History (1)
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Customer Dispute
March 2019Denied
Other Business ActivitiesSells Insurance
Ricky is the founder and advisor at Lighthouse Financial Strategies, managing all aspects of the financial advisory business and staff, dedicating nearly full-time hours. He also has several other business activities including Creative Financial Design, Inc., LFS Properties, LLC, and Lighthouse Tax Strategies, LLC, and receives referral fees from a tax planning company, and sells identity theft & prepaid legal services.
Employment History
Current Registrations
Cfd Investments, INC.Broker
October 2007 - Present · 18 yrs 7 mos
Creative Financial Designs, INC.
October 2007 - Present · 18 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
March 2007 - October 2007 · 7 mos
Securities America Advisors, INC.
March 2007 - October 2007 · 7 mos
Cfd Investments, INC.Broker
February 2004 - March 2007 · 3 yrs 1 mo
Creative Financial Designs, INC.
February 2004 - March 2007 · 3 yrs 1 mo
Multi-Financial Securities CorporationBroker
December 2003 - February 2004 · 2 mos
Veravest Investments, INC.Broker
May 2002 - December 2003 · 1 yr 7 mos
State Registrations23 states
AZCACOFLGAIAILINKSMIMONCNENHOKORPRSCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.