Roger Abel
Roger Abel is a registered investment advisor at LPL Financial LLC, based in Cedar Rapids, IA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3600 1st Avenue NE, Suite 100, Cedar Rapids, IA, 52402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is involved in several business activities, including non-variable insurance through Premier Investments of Iowa, Inc., and professional fishing. He also operates under DBAs for his LPL business and manages a business entity for tax/investment purposes, dedicating about 10-20% of his time to one DBA and nearly full-time to another.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Metlife Investors Distribution CompanyBroker
Jackson National Life Distributors LLCBroker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Intersecurities, INC.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.