Thomas Tucker
Thomas Tucker is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Warrenton, VA, with 23 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
550 Broadview Avenue, Suite 201, Warrenton, VA, 20186
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2007Other Business Activities
Thomas is involved in several business activities, including owning and managing a rental property (Play the Rest, LLC), holding a share in land holdings (Amherst Ventures, LLC), and being a shareholder in an inherited family farm (Tucker Family Properties, LLC). Additionally, Thomas works as a professional musician on occasion.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.