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Nicolo Sollena

22 Years of Experience
Woolwich Township, NJ
1 DisclosureBrokerSells Insurance

Nicolo Sollena is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Woolwich Township, NJ, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

179 Kings Hwy, Woolwich Township, NJ, 08085

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Denied
Other Business ActivitiesSells Insurance

Nicolo is a partner in a real estate joint venture, dedicating minimal time. He also works as an agent selling life insurance and as an investment advisor at Fulton Bank full-time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.Broker
June 2008 - Present · 18 yrs 1 mo
Previous Registrations
Raymond James Financial Services
June 2008 - January 2009 · 7 mos
Primevest Financial Services, INC.
May 2008 - June 2008 · 1 mo
Primevest Financial Services, INC.Broker
April 2006 - June 2008 · 2 yrs 2 mos
Wachovia Securities, LLCBroker
November 2002 - August 2005 · 2 yrs 9 mos
American Express Financial Advisors INC.Broker
July 2002 - July 2002 · 0 mos
Ids Life Insurance CompanyBroker
July 2002 - July 2002 · 0 mos
State Registrations15 states
CADEFLILMDNCNJNVNYOHPASCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicolo Sollena - Financial Advisor | TrueAdvisor