Roger Woodman
Roger Woodman is a registered investment advisor at Roger F. Woodman JR. & CO., based in Portland, ME, with 22 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees assessed with respect to client accounts under portfolio management range from 0% - 1% of assets. Factors employed by the Company in determining fees to be assessed to clients for financial and investment advisory services provided by the Company are: complexity of portfolio(s) under management, types of assets managed (i.e., traditional versus nontraditional (e.g., real estate) asset classes), number of client accounts, and amount of assets under management.
Fee Estimator
Location
Portland, ME
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is the president and sole employee of Roger F. Woodman, Jr. & Co., which, in addition to investment advice, provides estate management and trustee services. Roger spends minimal time on these services, which include bill payment, tax administration, and procurement of insurance, among other duties.
Employment History
Current Registrations
Roger F. Woodman JR. & CO.
State Registrations1 state
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