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Amy Hays

Morgan Stanley
23 Years of Experience
Vancouver, WA
1 DisclosureBroker
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Amy Hays is a registered investment advisor at Morgan Stanley, based in Vancouver, WA, with 23 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1701 Southeast Columbia River Drive, Suite 120, Vancouver, WA, 98661

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Amy is a board member for the Union High School Senior Parent Association since July 2024, focusing on accounting/bookkeeping, fundraising, and administrative tasks. This takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
November 2024 - Present · 1 yr 11 mos
Morgan StanleyBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
June 2024 - November 2024 · 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2024 - November 2024 · 5 mos
Morgan Stanley
October 2017 - June 2024 · 6 yrs 8 mos
Morgan StanleyBroker
October 2017 - June 2024 · 6 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
August 2016 - September 2017 · 1 yr 1 mo
Wells Fargo Clearing Services, LLC
August 2016 - September 2017 · 1 yr 1 mo
Raymond James & Associates, INC.
December 2014 - July 2016 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
December 2014 - July 2016 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
April 2010 - January 2015 · 4 yrs 9 mos
Wells Fargo Advisors, LLC
April 2010 - January 2015 · 4 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2010 · 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2010 · 11 mos
Citigroup Global Markets INC.
March 2009 - June 2009 · 3 mos
Citigroup Global Markets INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
November 2004 - October 2007 · 2 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
September 2004 - November 2004 · 2 mos
Citigroup Global Markets INC.Broker
May 2002 - October 2003 · 1 yr 5 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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