KF
KF

Kenneth Fish

22 Years of Experience
Stewart Manor, NY
Broker

Kenneth Fish is a registered investment advisor at Touchstone Advisors INC, based in Stewart Manor, NY, with 22 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 41 clients with $29B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
76 advisors
IM Fee
Planning only
Assets Under Management
$29.1B
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Location

Stewart Manor, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth engages in business-to-business marketing and solicitation activities for Touchstone Securities, focusing on Separately Managed Accounts and Model Portfolio Delivery options. This work takes a few hours per week and is compensated via an override as a percentage of the management fee.

Employment History
Current Registrations
Touchstone Advisors INC
June 2019 - Present · 6 yrs 11 mos
Touchstone Securities, LLC
March 2014 - Present · 12 yrs 2 mos
Touchstone Securities, LLCBroker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Unified Financial Securities, INC.Broker
December 2010 - February 2014 · 3 yrs 2 mos
Fidelity Investments Institutional Services Company, INC.Broker
May 2002 - September 2009 · 7 yrs 4 mos
State Registrations3 states
CTNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Fish - Financial Advisor | TrueAdvisor