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Christopher Brooks

22 Years of Experience
Tampa, FL
1 DisclosureBroker

Christopher Brooks is a registered investment advisor at Independent Financial Partners, based in Tampa, FL, with 22 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Real Estate Investing. Their firm serves 45,782 clients with $13B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
320 advisors
Number of Clients
45,782 clients
Average Client Portfolio
$274K average
Assets Under Management
$12.5B

Fee Structure

Minimum Investment:$20M
Investment management only (planning not offered)

IFP Advisors provides discretionary investment management services for ancillary accounts established in connection with direct real estate investments. These accounts are used for holding working capital or managing excess cash. Investments are limited to liquid, conservative instruments. The fees for these services are included in the real estate advisory fees.

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Location

3030 North Rocky Point Drive West, Suite 700, Tampa, FL, 33607

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2007
Denied
Other Business Activities

Christopher owns rental real estate property in Overland Park, KS since 2005. This activity is not investment-related and takes a few hours per week.

Employment History
Current Registrations
Independent Financial Partners
June 2022 - Present · 3 yrs 11 mos
Ifp Securities, LLC
June 2022 - Present · 3 yrs 11 mos
Ifp Securities, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Waddell & Reed
August 2012 - August 2021 · 9 yrs
Waddell & ReedBroker
August 2012 - August 2021 · 9 yrs
Ameriprise Financial Services, INC.
October 2009 - August 2012 · 2 yrs 10 mos
Ameriprise Financial Services, INC.Broker
April 2009 - August 2012 · 3 yrs 4 mos
Ameriprise Advisor Services, INC.
September 2005 - October 2009 · 4 yrs 1 mo
Ameriprise Advisor Services, INC.Broker
September 2005 - October 2009 · 4 yrs 1 mo
American Express Financial Advisors, INC.
July 2002 - May 2005 · 2 yrs 10 mos
American Express Financial Advisors INC.Broker
June 2002 - May 2005 · 2 yrs 11 mos
Ids Life Insurance CompanyBroker
June 2002 - May 2005 · 2 yrs 11 mos
State Registrations3 states
KSMAPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Brooks - Financial Advisor | TrueAdvisor