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NB
CFP · ChFC
NB
CFP · ChFC

Nicholas Barulic

J.P. Morgan Securities LLC
18 Years of Experience
Neptune Beach, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Nicholas Barulic is a CFP, ChFC-designated registered investment advisor at J.P. Morgan Securities LLC, based in Neptune Beach, FL, with 18 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14163 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

650 Atlantic Blvd, Neptune Beach, FL, 32266

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
September 2017 - Present · 9 yrs 1 mo
J.P. Morgan Securities LLCBroker
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Bbva Wealth Solutions INC.
November 2015 - August 2017 · 1 yr 9 mos
Bbva Securities INC.Broker
October 2015 - August 2017 · 1 yr 10 mos
Fifth Third Securities, INC.
October 2014 - September 2015 · 11 mos
Fifth Third Securities, INC.Broker
October 2014 - September 2015 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2012 - October 2014 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2012 - October 2014 · 2 yrs 1 mo
Chase Investment Services CORP.
May 2011 - August 2012 · 1 yr 3 mos
Chase Investment Services CORP.Broker
May 2011 - August 2012 · 1 yr 3 mos
Suntrust Investment Services, INC.
October 2010 - April 2011 · 6 mos
Suntrust Investment Services, INC.Broker
October 2010 - April 2011 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - September 2010 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - September 2010 · 2 yrs
Grayson Financial LLCBroker
May 2002 - August 2002 · 3 mos
State Registrations33 states
AKARAZCACOCTDCFLGAIDILLAMAMIMNMTNCNHNJNMNVNYOHORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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