Stephen Namy
Stephen Namy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Worth, TX, with 23 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2309 Montgomery St, Fort Worth, TX, 76107
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2009Customer Dispute
May 2008Other Business Activities
Stephen owns Namy Properties LLC, dealing with commercial property rental and acquisitions, and is involved in Namy Energy LLP and Namy Enterprise LLP, family businesses related to oil drilling. These activities each take minimal time and are not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Investment Professionals, INC.
Investment Professionals, INC.Broker
Princor Financial Services CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.