Catherine Ford
Catherine Ford is a CFP-designated registered investment advisor at LPL Financial LLC, based in Arlington, VA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Arlington, VA
Get directionsHistory
Regulatory History (2)
Financial
July 2024Customer Dispute
August 2017Other Business Activities
Catherine is affiliated with Lucia Capital Group as a DBA for her LPL business since 2020. She also has a business entity, The Fitdistrict Holding Company, for tax and investment purposes since 2017, dedicating about 10-20% of her time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lucia Securities, LLCBroker
Lucia Capital Group
Raymond J. Lucia Companies, INC.
First Allied Securities, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
American Express Financial Advisors, INC.
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.