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Richard White

23 Years of Experience
Saratoga Springs, NY
Broker

Richard White is a registered investment advisor at Morgan Stanley, based in Saratoga Springs, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

340 Broadway, 2nd Floor, Saratoga Springs, NY, 12866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a board member and president of Okemo Tutorial Program, dedicating minimal time to fundraising. He also works as a ski coach for Okemo Mountain Alpine Racing Association, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 2005 - June 2009 · 3 yrs 7 mos
Putnam Investment Management, LLC
September 2005 - October 2005 · 1 mo
Putnam Retail Management Limited PartnershipBroker
June 2002 - October 2005 · 3 yrs 4 mos
State Registrations35 states
ALAZCACOCTDCFLGAILINMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCSDTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.