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Willis Hetler

Cetera Investment Advisers LLC
21 Years of Experience
Covington, LA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Willis Hetler is a registered investment advisor at Cetera Investment Advisers LLC, based in Covington, LA, with 21 years of industry experience. Willis is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

69360 Highway 21, Covington, LA, 70433

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History

Regulatory History (1)
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Customer Dispute
August 2007
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2017 - Present · 9 yrs 5 mos
Cetera Investment Services LLCBroker
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Hancock Investment Services, INC.Broker
January 2013 - April 2013 · 3 mos
Nylife Securities LLCBroker
October 2009 - January 2013 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
February 2006 - December 2007 · 1 yr 10 mos
Chase Investment Services CORP.Broker
July 2005 - October 2005 · 3 mos
Banc One Securities CorporationBroker
February 2003 - July 2005 · 2 yrs 5 mos
American Express Financial Advisors INC.Broker
June 2002 - October 2002 · 4 mos
Ids Life Insurance CompanyBroker
June 2002 - October 2002 · 4 mos
State Registrations4 states
GALAMSNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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