Robert Pelt
Robert Pelt is a registered investment advisor at Integrity Alliance, LLC, based in Urbandale, IA, with 50 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
4135 NW Urbandale Dr, Urbandale, IA, 50322
Get directionsHistory
Regulatory History (5)
Financial
September 2019Financial
May 2019Financial
September 2017Regulatory
September 2013Regulatory
June 2009Other Business ActivitiesSells Insurance
Robert owns Van Consulting, a personal financial tax planning business, dedicating minimal time. He also sells fixed insurance and annuities, spending about a quarter of his time on this activity.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Van Consulting, INC.
Bedminster Financial Group, LimitedBroker
Makefield Securities CorporationBroker
Makefield Securities CorporationBroker
B. Pierce & CO. INC.Broker
Makefield Securities CorporationBroker
Washington Crossing Financial Services CORP.Broker
Makefield Securities CorporationBroker
Bernard Herold & CO., INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.