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Robert Pelt

Integrity Alliance, LLC
50 Years of Experience
Warminster, PA
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Robert Pelt is a registered investment advisor at Integrity Alliance, LLC, based in Warminster, PA, with 50 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.

Integrity Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
461 advisors
Number of Clients
10,885 clients
Average Client Portfolio
$497K average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M1.00%
$3M+0.50%

Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1539 Windmill Road, Warminster, PA, 18974

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Pending
Financial
May 2019
Final
Financial
September 2017
Final
Regulatory
September 2013
Final
Regulatory
June 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert owns Van Consulting, a personal financial tax planning business, dedicating minimal time. He also sells fixed insurance and annuities, spending about a quarter of his time on this activity.

Employment History
Current Registrations
Integrity Alliance, LLC
April 2016 - Present · 10 yrs 6 mos
Integrity Alliance, LLC.Broker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Van Consulting, INC.
April 2008 - October 2011 · 3 yrs 6 mos
Bedminster Financial Group, LimitedBroker
July 1996 - December 2014 · 18 yrs 5 mos
Makefield Securities CorporationBroker
April 1994 - November 1996 · 2 yrs 7 mos
Makefield Securities CorporationBroker
June 1993 - August 1993 · 2 mos
B. Pierce & CO. INC.Broker
November 1992 - February 1993 · 3 mos
Makefield Securities CorporationBroker
September 1990 - November 1990 · 2 mos
Washington Crossing Financial Services CORP.Broker
January 1990 - December 1992 · 2 yrs 11 mos
Makefield Securities CorporationBroker
August 1988 - January 1990 · 1 yr 5 mos
Bernard Herold & CO., INC.Broker
August 1974 - August 1988 · 14 yrs
State Registrations7 states
CACTDCFLNJPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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