Oswaldo Abreu
Oswaldo Abreu is a registered investment advisor at Itau International Securities INC., based in Miami, FL, with 22 years of industry experience. Oswaldo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 34 clients with $48M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.50% |
| $10.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.25% |
| $50M+ | 0.25% |
All fees are negotiable. Performance-based fee arrangements are available for qualifying clients, consisting of 0.25% to 0.50% annually plus 10% of net returns over 3-month LIBOR.
Fee Estimator
Location
Miami, FL
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Regulatory History (1)
Customer Dispute
September 2009Employment History
Current Registrations
Itau International Securities INC.
Itau International Securities INC.
Itau International Securities INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
PFS Investments INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Union Planters Investment Advisors, INC.
Union Planters Investment Advisors, INC.
Pfic Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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