Kris Westergaard
Kris Westergaard is a CFP-designated registered investment advisor at Momentum Independent Network INC., based in Sioux City, IA, with 24 years of industry experience. Kris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Estate Planning, Investment Management, and 2 more. Their firm serves 2,879 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1M+ | 1.50% |
Rates reflect the maximum annualized fee schedule for individual securities accounts across primary advisory programs. Other programs and asset classes (such as mutual fund only accounts or fixed income portfolios) feature different maximum fee schedules ranging down to 0.90%. Fees are negotiable.
Fee Estimator
Location
302 Jones St, Ste 340, Sioux City, IA, 51101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kris sells fixed annuities and ULs (universal life insurance), dedicating a few hours per week. Kris is also a trustee for two family-owned farm businesses, spending minimal time on these activities.
Employment History
Current Registrations
Momentum Independent Network INC.
Momentum Independent Network INC.Broker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- James Mcnaughton, CFPMomentum Independent Network INC.
- Jason AndersonMomentum Independent Network INC.
- Steven PowellMomentum Independent Network INC.
- Jessica Acker, CFP, ChFCAmeriprise Financial Services, LLC
- Sterne Akin, ChFCState Farm Investment Management CORP.
- Derek Winkel, ChFCState Farm Investment Management CORP.