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Kevin Mcsweeny

LPL Financial LLC
23 Years of Experience
San Diego, CA
1 DisclosureBroker
View SEC Summary
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Kevin Mcsweeny is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 23 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

San Diego, CA

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History

Regulatory History (1)
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Judgment / Lien
August 2025
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
May 2019 - Present · 7 yrs 5 mos
LPL Financial LLCBroker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
LPL Financial LLC
February 2014 - February 2014 · 0 mos
Stratos Wealth Partners, LTD
July 2012 - February 2019 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2003 - July 2012 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2002 - July 2012 · 9 yrs 8 mos
State Registrations4 states
CACOMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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