KM
KM
Kevin Mcsweeny
23 Years of Experience
San Diego, CA
1 DisclosureBroker
Kevin Mcsweeny is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
San Diego, CA
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
August 2025Employment History
Current Registrations
LPL Financial LLC
May 2019 - Present · 7 yrs
LPL Financial LLCBroker
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
LPL Financial LLC
February 2014 - February 2014 · 0 mos
Stratos Wealth Partners, LTD
July 2012 - February 2019 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2003 - July 2012 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2002 - July 2012 · 9 yrs 8 mos
State Registrations4 states
CACOMIOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.