John Pimental
John Pimental is a registered investment advisor at Cetera Investment Advisers LLC, based in Worcester, MA, with 23 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
554 Main St, Suite 250, Worcester, MA, 01608
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John sells fixed insurance products including life, health, disability, fixed annuities, and long-term care, dedicating a few hours per week. He also sells insurance products as an independent agent with TruChoice Financial, and owns Arrow Wealth Management LLC, spending about a quarter of his time on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Questar Asset Management, INC.
Questar Capital CorporationBroker
Signator Investors, INC.
Signator Investors, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Nationwide Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations9 states
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