Nathan Schleicher is a registered investment advisor at Asc 401(k) Management, based in Appleton, WI, with 20 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Cross-Border Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 132 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ASC Wealth & Retirement Advisors offers several service levels with different fee structures:
- Professional Level: Includes investment management (up to $500,000 included in the fixed fee), retirement planning, tax planning, estate planning, and insurance planning. The fixed fee is $5,000 annually, with additional fees for assets under management over $500,000.
- Executive Level: Includes all services under the Professional level, plus cross-border planning services. The fixed fee is $10,000 annually, with additional fees for assets under management over $1,000,000.
- Concierge Level: For clients with complex needs, with fees starting at $25,000 annually.
- Investment Management Only: Starts at $4,000 annually and varies based on assets under management.
Additional fees may include TPAM platform fees and trading fees.
Location
5583 Waterford Lane, Suite A, Appleton, WI, 54913
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Asc 401(k) Management
Previous Registrations
Asc 401(k) Management
Verus Investment Advisory Group, INC.
Sii Investments, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.