TV
TV

Thomas Vanyo

51 Years of Experience
New Brighton, MN
4 DisclosuresBroker

Thomas Vanyo is a registered investment advisor at Ameriprise Financial Services, LLC, based in New Brighton, MN, with 51 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

900 Long Lake Rd, Ste 220, New Brighton, MN, 55112-6438

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 1992
Final
Regulatory
August 1990
Final
Regulatory
May 1990
Final
Regulatory
September 1979
Final
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2009 - Present · 17 yrs 5 mos
Ameriprise Financial Services, LLC
January 2009 - Present · 17 yrs 6 mos
Ameriprise Financial Services, LLCBroker
January 2009 - Present · 17 yrs 6 mos
Previous Registrations
Van Clemens & CO. IncorporatedBroker
August 2002 - July 2007 · 4 yrs 11 mos
Miller Johnson Steichen Kinnard, INC.Broker
January 1992 - July 2002 · 10 yrs 6 mos
Kennedy, Mathews, Landis, Healy & Pecora, IncorporatedBroker
April 1991 - December 1991 · 8 mos
Van Clemens & CO. IncorporatedBroker
October 1975 - May 1991 · 15 yrs 7 mos
Midwest Discount Securities, INC.Broker
August 1973 - November 1975 · 2 yrs 3 mos
The Marshall Company, INC.Broker
May 1973 - September 1973 · 4 mos
J. Shapiro CO.Broker
September 1972 - May 1973 · 8 mos
State Registrations25 states
ALARAZCACOFLGAIDILINKSKYLAMDMIMNMOMSNMOKPATNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Vanyo - Financial Advisor | TrueAdvisor